Structural Difficulties Posed by Hedge Funds Investing In Illiquid Securities
As the number of hedge funds pursuing similar strategies has grown, managers have increasing looked to private equity and other illiquid assets to generate alpha. However, the traditional hedge fund...
View ArticleVirginia Proposes New IA Registration Exemption for Private Fund Advisers
On February 14, 2012, the Virginia Division of Securities and Retail Franchising (the “Securities Division”) proposed the adoption of a new rule exempting certain managers to certain private funds...
View ArticlePrivate Equity Funds Compliance Lapses Lead to SEC Sanctions
By Ryan Finn and Simon Riveles On March 11th, the SEC announced two decisions involving private equity firms that demonstrate its commitment to emphasizing the important role of compliance in...
View ArticleSEC issues No-Action Letter providing M&A Brokers with relief from...
By Simon Riveles and Simon M. Cooke On January 31, 2014, the SEC’s Division of Trading and Markets (the “SEC”) issued a No-Action Letter allowing an M&A Broker (defined below), to effect...
View ArticleSEC Launches New Group Focused on Private Equity & Hedge Funds
By Simon Riveles and Simon Cooke According to a report by Reuters, the U.S. Securities and Exchange Commission (“SEC”) has formed a group dedicated to examine private equity funds and hedge funds (the...
View ArticlePrivate Equity Funds Compliance Lapses Lead to SEC Sanctions
By Ryan Finn and Simon Riveles On March 11th, the SEC announced two decisions involving private equity firms that demonstrate its commitment to emphasizing the important role of compliance in...
View ArticleSEC issues No-Action Letter providing M&A Brokers with relief from...
By Simon Riveles and Simon M. Cooke On January 31, 2014, the SEC’s Division of Trading and Markets (the “SEC”) issued a No-Action Letter allowing an M&A Broker (defined below), to effect...
View ArticleSEC Launches New Group Focused on Private Equity & Hedge Funds
By Simon Riveles and Simon Cooke According to a report by Reuters, the U.S. Securities and Exchange Commission (“SEC”) has formed a group dedicated to examine private equity funds and hedge funds (the...
View ArticlePrivate Equity Funds Compliance Lapses Lead to SEC Sanctions
By Ryan Finn and Simon Riveles On March 11th, the SEC announced two decisions involving private equity firms that demonstrate its commitment to emphasizing the important role of compliance in...
View ArticleSEC issues No-Action Letter providing M&A Brokers with relief from...
By Simon Riveles and Simon M. Cooke On January 31, 2014, the SEC’s Division of Trading and Markets (the “SEC”) issued a No-Action Letter allowing an M&A Broker (defined below), to effect...
View ArticleSEC Launches New Group Focused on Private Equity & Hedge Funds
By Simon Riveles and Simon Cooke According to a report by Reuters, the U.S. Securities and Exchange Commission (“SEC”) has formed a group dedicated to examine private equity funds and hedge funds (the...
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